Fw: 'Accredited Investor' Criteria Obsolete: SEC Panel

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From: ThinkAdvisor Compliance Watch <admin@enews.sbmedianews.com>

Date: Fri, 11 Jul 2014 11:00:00 -0400

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Subject: 'Accredited Investor' Criteria Obsolete: SEC Panel

View this in your browser   The Lead July 11, 2014 SEC Investor Advisory Committee Mulls ‘Accredited Investor’ Criteria SEC Chairwoman White also gave an update on the uniform fiduciary standard, target date fund rules and other issues the committee has weighed in on. Read more Featured News SEC to Begin Exam Sweep of Alt Mutual Funds The SEC is scrutinizing alternative mutual funds, with 15 to 20 fund complexes facing an exam sweep in the summer or fall. Read more Variable Annuities a Top Source of Customer Complaints: FINRA FINRA says it is "very focused" on VAs, particularly on more complex ones that have caps and buffers to manage market risk. Read more SEC Enforcement: Missouri Firm Slapped for Fiduciary Duty Breach Also, the SEC charged five traders with short selling and a school district with misleading bond investors. Read more Advertisement Need more touch points with your clients? Add to your marketing efforts by giving clients FREE investor fact sheets from popular investing sectors. PBGC Halts Employer Shutdown Cases After complaints, PBGC said Tuesday that it is placing a six-month moratorium on the enforcement of facility shutdown cases. Read more Featured Commentary Technology and Your Compliance Obligations By Dan Skiles Most advisors do not enjoy the regulations involved with running their firm, but properly leveraging technology can make compliance a little easier. Read more     Connect with us More eNewsletters Get the best of ThinkAdvisor, from proven market updates and news, the best in portfolio construction, wealth management, and retirement plans. Check out the ThinkAdvisor eNewsletters now Think Community Join ThinkAdvisor for free today.     You have received this email at mainandwall@gmail.com. Click here to unsubscribe from Compliance Watch. Privacy Policy | Advertise | eNewsletters | Magazines   Summit Professional Networks 5081 Olympic Boulevard Erlanger, KY 41018 1-800-543-0874

Fw: The Ugliest Part Of Wall Street Is About To Be Revealed For All The World To See

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From: Business Insider Select <newsletter@businessinsider.com>

Date: Thu, 10 Jul 2014 16:43:09 -0400

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Subject: The Ugliest Part Of Wall Street Is About To Be Revealed For All The World To See

MANAGE SUBSCRIPTIONS   |   UNSUBSCRIBE   |   VIEW ONLINE   Business Insider Select   July 10, 2014 The Ugliest Part Of Wall Street Is About To Be Revealed For All The World To See It's time to look under the hood of this clunker and see what we're... Read» Share this story: There Are Now 50 Colleges That Charge More Than $60,000 Per Year As the average cost of higher education in America continues to rise, at...  Read» Share this story: The Selective Service System Just Tried To Register Thousands Of Dead People For The Draft The Selective Service System just mistakenly sent more than 14,000 draft...  Read» Share this story: How To Become A Morning Person VIDEO: Rise and shine.  Read» Share this story: Most STEM Majors Don't End Up In STEM Jobs Although jobs in science, technology, engineering, and mathematics...  Read» JPMorgan Employee Shot And Killed His Wife Before Taking His Own Life JPMorgan Chase employee Julian Knott shot his wife Alita Knott...  Read» 10 US Cities Where Home Prices Are Surging But Wages Are Going Nowhere Many Americans hope to earn and save enough money to afford a home...  Read» Advertisement Americans Aren't Moving The household mobility rate, or the percent of the population that moves...  Read» Share this story: Housing Economist Warns That The US Home Price Slowdown Is Here To Stay Home sales in the U.S. has rallied recently as job creation accelerated...  Read» Share this story: A Burger Chain You've Probably Never Heard Of Was Just Named Best In America An obscure burger chain was just named the best in America by Consumer...  Read» Share this story: Indian Rupee Tumbles After New Budget Disappoints The Indian rupee tumbled against the U.S. dollar after finance minister...  Read» Share this story: See Also Don't Believe The Anti-Sunscreen Warning On Lululemon's Bag Even if you're not accustomed to getting medical advice from shopping...   Read»   It's A Horrible Time For Wall Street Traders, But One Mid-Size Firm Is Trying To Be A Life Boat It's tough on Wall Street right now, especially for the men and women...   Read»   2 Economists Have A Radical Proposal To Make It Legal To Steal Other People's Ideas The world would be a better place without patents. At least, that's...   Read»   7 Body-Language Tricks To Make Anyone Instantly Like You There's no question that body language is important. And according to...   Read»   Share: Share: Share: Share: Share this: Email sent to: mainandwall@hotmail.com   |   Manage your email preferences   |   Unsubscribe Terms of Service   |   Privacy Policy Business Insider. 150 Fifth Avenue, New York, NY 10011