Tuesday, September 23, 2014

Fw: Building a Meaningful Brand as an RIA

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From: "Research Magazine Partner" <admin@list.summitbusinessinfo.com>
Date: Tue, 23 Sep 2014 10:59:00 -0400
To: <mainandwall@gmail.com>
Subject: Building a Meaningful Brand as an RIA

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A great brand is essential to the success of any business. It's the key to differentiating yourself, and it could mean an exponential difference in company growth. The best brands are unique, meaningful and creative. They break through the noise created by the competition, as well as the public's usual indifference.

But how do you create a successful brand as an RIA?

That's what our latest Advisor Insights report, Building a Meaningful Brand as an RIA, is all about. It's a quick guide that explains just how to get started.


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Fw: Last Chance: Don't Miss This Upcoming LIVE Event Presented by CHART

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From: "Briefing.com" <update@briefing.com>
Date: Tue, 23 Sep 2014 09:23:42 -0400
To: <mainandwall@hotmail.com>
Subject: Last Chance: Don't Miss This Upcoming LIVE Event Presented by CHART

LIVE WEBINAR: An Introduction to Futures Trading - Presented by CHART
Briefing Trader Logo

LIVE WEBINAR EVENT
An Introduction to Futures Trading - Presented by CHART

Join Senior Market Analyst Brett Manning on Thursday, September 25th at 4:15 pm ET for a live, educational event focused on the basics of trading futures and why it's of particular interest to traders.

Register for this event to learn:
  • The origin and purpose of the futures markets

  • What you need to know before trading futures

  • The mechanics: contracts, symbology, monetary considerations, order entry considerations

  • Definitions of "setups" in various markets

  • Answers to your questions during a live Q&A session.

Space is limited. Reserve your seat now!

vertical divider Date: Sep 25, 2014
Time: 4:15 pm ET
Duration: 30 minutes
Cost: Complimentary

........................................
Scott Smith, CMT - Senior Technical Analyst
Brett Manning
(ChartTrader - CHART)

Senior Market Analyst

Don't miss this opportunity to learn from our Senior Market Analyst and get the insight you need to successfully trade futures.

 
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Monday, September 22, 2014

Fw: Join Trading Legends John Bollinger, Tom DeMark, and Larry Williams at The Traders Expo

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From: "Traders Expo" <TradersExpo@moneyshow.com>
Date: Mon, 22 Sep 2014 16:55:07 -0400
To: <mainandwall@gmail.com>
Subject: Join Trading Legends John Bollinger, Tom DeMark, and Larry Williams at The Traders Expo

To view this email as a web page, go here
Dear Bob,

Come learn powerful trade set-ups and strategies directly from 40+ world-class traders, analyze the markets, and acquire necessary tools and techniques at the year's best and final gathering for active traders, The Traders Expo Las Vegas, November 19-22 at Caesars Palace.

At The Traders Expo Las Vegas, guests will attend powerful workshops and panel discussions, enjoy LIVE trading demonstrations, receive personalized guidance, and take home plenty of proven, practical trading strategies for equities, options, forex, futures, and much more.
Learn No-Nonsense Trading Techniques from 40+ Experts!
Larry Williams Tom DeMark Tom Sosnoff John Bollinger Harry Boxer
Larry
Williams
Tom
DeMark
Tom
Sosnoff
John
Bollinger
Harry
Boxer
Rob Hoffman Todd Gordon Dan Zanger Dan Gramza Robert Green
Rob
Hoffman
Todd
Gordon
Dan
Zanger
Dan
Gramza
Robert
Green
All told, every trader in attendance will get the expert instruction they need to make a profound positive impact in their trading by increasing consistency, confidence, and bottom-line results in just four unforgettable days!
Register Free to Attend →
Added Bonus: Register FREE Today to Receive a New
Special Report, "Trade Like a Pro in 5 Simple Steps"
Come Consider Strategies Beyond Just "Buying the Dips" That Get Results in Any Trading Conditions
"It's a much trickier market than it was at the beginning of the year, and our new-ideas meetings are definitely shorter than they were."
- Thomas Becket, CIO, Psigma Investment Management (Barron's, August 2014)
Hear the pros assess the outlook for major stock indices, discuss the impact of changing monetary policies in the US and globally, and reveal actionable long and short set-ups for equities, options, futures, forex, and more!

Only here can you find stock-picking and analysis techniques that repeatedly get results, reliable chart patterns and indicators for these or any market conditions, and go-to option strategies designed to do it all, from growth and income right down to hedging and asset protection.

This is the ultimate destination for easy-to-follow guidance and instruction direct from the world's top traders, and that's before you even factor in all the energy and excitement Las Vegas has to offer! Don't delay—register free to attend
The Traders Expo Las Vegas!
Register Free to Attend →
Get Hands-on Mentoring and Personalized Advice from the Best Traders in the Industry!
  • Learn to Isolate High-Quality Set-ups in Any Market
    Develop your chart-reading skills by studying reliable patterns, high-probability trend and countertrend opportunities, and helpful validation signals, all taught—and used by—today's finest traders.
  • Use Proven Option Techniques to Earn Steady Income & Growth
    Brush up on option basics, trade news and corporate earnings announcements, or develop more advanced skills, including the non-directional option strategies like straddles, strangles, and iron condors, which are especially valuable in these market conditions.
  • Execute & Manage Trades with Confidence & Precision
    Reach newfound levels of consistency and trading success by adding the "intangibles"—those crucial trade and money management skills that can make all the difference to your performance and bottom line.
  • And, don't miss the real-money trading sessions, where you can watch top traders go to work right before your eyes!
Register FREE to Attend →
And…Here Are 3 More Reasons Why This Year's Final Traders Expo May Be the Best One Yet
The Exhibit Hall

Test drive the latest trading software, attend daily book signings with top experts, and enjoy valuable networking and face time at special receptions held here throughout the event. Plus, see LIVE product and trading demonstrations happening here all day, every day!

And, be sure to stop by the MoneyShow Hub to watch live interviews with the experts, pick up free reports, trading lessons, and educational resources, and find out how you can "Crack the Safe" and win great prizes including an iPad mini, gift cards for your favorite retailers, or even a grand prize of $50,000 cash!

See Complete Exhibit Hall Listing →
Discounted Hotel Pricing

Stay in the center of it all at Caesars Palace and enjoy just a short walk to all Traders Expo events each day in the onsite Convention Center. Also, experience world-class dining and entertainment options, as well as all the excitement that awaits you outside on the famed Las Vegas Strip! All this and so much more is easily accessible right from this fabulous location!

Act now, however, because space is limited and discounted hotel pricing won't last long!

See Complete Hotel Information →
Face Time with the Experts

Your time spent "talking shop" with the pros and fellow traders could be among your fondest memories of this Traders Expo. Only here can you meet and greet so many renowned professionals under one roof, and with experts and fellow attendees coming from literally all over the world for the event, be sure to make the most of every opportunity you have!

See Complete Speaker Schedule →
Find complete show details and register FREE by calling 800/970-4355 (mention priority code 036937) or visiting www.LasVegasTradersExpo.com today!
This e-mail was sent to: mainandwall@gmail.com This e-mail was sent by: MoneyShow
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Fw: Webcast: Utilizing ETF Strategists to Enhance Your Advisory Business - 1 CE Credit

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From: "Tom Lydon" <tlydon@etftrends.com>
Date: Mon, 22 Sep 2014 11:06:29 -0400
To: <mainandwall@gmail.com>
ReplyTo: tlydon@etftrends.com
Subject: Webcast: Utilizing ETF Strategists to Enhance Your Advisory Business - 1 CE Credit

To view this email as a web page, go here.

Utilizing ETF Strategists to Enhance Your Advisory Business

Webcast: Wednesday, September 24th, 2:00 pm ET

Accepted for one hour of CFP/CIMA CE Credit.

 

Register Now

 

Assets are flowing into ETF Strategists' portfolios three times faster than ETFs alone. As the rate of ETF adoption increases, more advisors are turning to ETF Strategists to enhance their portfolio construction. Join Tom Lydon, Editor and Publisher of ETF Trends, as he moderates this discussion on:

  • The ways ETF strategists deliver outcome-oriented "solutions" that investors are currently demanding
  • How ETF Strategists help advisors to access tactical investment expertise that is not available in-house
  • How outsourcing the investment management function helps advisors optimize and grow their practice
  • How ETF Strategists enable advisors to participate in the "economics" of ETFs better within their current business models

Featured Speakers:

  • Robert Williams, CFA, Principal, Managing Director, SAGE
  • Adam Grossman, CFA, Director of Tactical Strategy, RiverFront Investment Group
  • Brendan Clark, CFA, President, Clark Capital Management Group

Title: Utilizing ETF Strategists to Enhance Your Advisory Business
Date: Wednesday, September 24, 2014
Time: 2:00 PM ET

 

Accepted for One hour of CFP/CIMA®, CIMC® or CPWA® CE Credit for Live webcast attendees.

This complimentary webinar is for financial professionals only and is closed to the public.

 



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EFTTrends

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Fw: WEBCAST TOMORROW – How to work with millennials and the next generation of investors

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From: "InvestmentNews Events" <investmentnewsevents@e.ccialerts.com>
Date: Mon, 22 Sep 2014 15:48:42 -0000
To: <mainandwall@gmail.com>
ReplyTo: "InvestmentNews Events" <support-b9hgzpkav54hkjauzb7r6bwbjug5rr@e.ccialerts.com>
Subject: WEBCAST TOMORROW – How to work with millennials and the next generation of investors

WEBCAST TOMORROW - How to work with millennials and the next generation of investors
Register today
.

InvestmentNews Webcast

How to work with millennials and the
next generation of investors

Tuesday, September 23, 2014
4:00 p.m. - 5:00 p.m. ET

Millennials are in line to inherit - by some estimates - nearly $30 trillion from baby boomers over the next decade - a great opportunity for advisers.

But Millennials aren't at all like their Baby Boomer parents. What's important to them is different, how they communicate is different and their financial goals and dreams - while perhaps still developing - are different. It's not business as usual.

Tapping into their real-world experience, our panel of experts will provide insight into how to work with the next generation of investors, including:

  • Who are millennial investors?
  • What makes them different than Baby Boomers?
  • How can advisers market to millennials?
  • How much should advisers worry about the robo adviser movement?

Accepted by IMCA for 1 CIMA®/CIMC®/CPWA® CE credit.

Attendees may submit questions before and during the live event.

A free and invaluable resource.

Sponsored by:


MODERATOR

Greg Crawford
Deputy Editor
InvestmentNews


PANELISTS

Sophia Bera, CFP®
Founder
Gen Y Planning

Kate Holmes, CFP®
Founder
Belmore Financial

Ted Jenkin
Co-founder and
Co-CEO oXYGen
Financial

InvestmentNews

Unsubscribe | 685 Third Avenue | New York, NY 10017-4036 | www.investmentnews.com

Sunday, September 21, 2014

Stephen Cucchiaro Navigates Portfolio Allocation

Stephen Cucchiaro Navigates Portfolio Allocation: The founder and CIO of Windhaven Investment Management talks about ETFs, actively managed passive strategies and risk.

Saturday, September 20, 2014

Fw: Want to Win Millennials? Don't Bet on Social Media

Sent from my Verizon Wireless BlackBerry

From: On Wall Street <onwallstreet@email.onwallstreet.com>
Date: Sat, 20 Sep 2014 08:18:21 -0400 (EDT)
To: <mainandwall@comcast.net>
Subject: Want to Win Millennials? Don't Bet on Social Media

 
 
 
On Wall Street
 
 
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Sep 20, 2014
 
 
 
Top Stories
 
Want to Win Millennials? Don't Bet on Social Media
by CHARLES PAIKERT
 
Less than 1% of young people say they want financial services providers to contact them through social media, according to new research by BNY Mellon.
READ MORE »
 
Advocates Losing Ground in Fiduciary, User Fee Battle
by KENNETH CORBIN
 
"One thing we can tell you is our opposition was there before us," says FPA's director of advocacy. "We heard over and over again the argument that if a fiduciary standard were extended to broker-dealers the middle market would be hurt."
READ MORE »
 
Morgan Stanley to Cover Mutual Fund Losses After Tech Snafu
by NEIL WEINBERG AND MICHAEL J. MOORE
 
Morgan Stanley will swallow some losses incurred by customers who bought mutual funds after the bank failed to make the fund prospectuses accessible online.
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Hammered by FINRA in Dispute With Morgan Stanley, Advisor Pays $200K
by SULEMAN DIN
 
An ex-Morgan Stanley advisor represented himself in a contract dispute with the firm before FINRA, and the arbitration panel assessed him over $200,000 in fees.
READ MORE »
 
Advisors on the Move: Morgan Stanley Grabs Billion-Dollar Mega Team
 
Advisors on the Move: Morgan Stanley Grabs Billion-Dollar Mega Team
 
Morgan Stanley grabbed an advisor team managing $1.1 billion in assets. But the wirehouse isn't the only firm recruiting top talent. See these and all the latest hires, moves and promotions among wirehouse advisors.
READ MORE »
 
 
 
 
 
Contain
 
White Papers
 
Can Your Wealth Management Firm Stand Up to the New Wave of Fintech Disruptors?
 
In the aftermath of the 2008 global economic crisis, financial services firms devoted massive amounts of energy and resources toward recovering and coping with new regulatory reforms. As a result, other business priorities, such as keeping up with and investing in cutting-edge technology, took a back seat. Against this backdrop, a dramatic revolution in financial technology—"fintech"—is rapidly unfolding.
READ MORE »
 
Exploring Independence: An overview of the registered investment advisor model
 
Financial advisors today have an unprecedented number of options. Sophisticated technology and increased access to financial products make it easier than ever to explore independence. An expanded array of registered investment advisor (RIA) business models has enabled advisors to look beyond traditional wirehouses and independent broker-dealers (IBDs).
READ MORE »
 
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Web Seminars
 
Cybersecurity, the SEC, and Financial Advisors: What You Need to Know
 
Join Financial Planning and On Wall Street magazines for this online session that will bring clarification to the examination. Our experts will walk you through the most common threats advisors and planners are confronted with, and highlight important aspects of the SEC's initiative to be aware of and prepared for.
READ MORE »
 
New Approach to Social Security Planning
 
After years of research, the national leaders in Social Security strategies have developed a new process to identify and compare Social Security strategies. This approach improves your advice quality and is more efficient for the advisor. Join us to learn more and find out why rules of thumb don't always work when coming up with the right strategy for your clients.
READ MORE »
 
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