Fw: SEC Exam Chief Sends Warning on Wrap Accounts

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From: ThinkAdvisor Compliance Watch <admin@enews.sbmedianews.com>

Date: Fri, 26 Sep 2014 11:18:29 -0400

To: <mainandwall@comcast.net>

ReplyTo: admin@enews.sbmedianews.com

Subject: SEC Exam Chief Sends Warning on Wrap Accounts

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