Tuesday, May 13, 2014

Fw: FA News: Larry Roth Replaces Brown As CEO In Cetera Shake-Up

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From: Financial Advisor Magazine <fanews@fa-mag.com>
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Date: Tue, 13 May 2014 14:03:03 -0400 (EDT)
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Subject: FA News: Larry Roth Replaces Brown As CEO In Cetera Shake-Up

 
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   FAN
May 13, 2014

Larry Roth Replaces Brown As CEO In Cetera Shake-Up

CEO Valerie Brown has left the firm and been replaced by Larry Roth, the former chief executive of AIG's Advisor Group.

'Scoundrels' Plague Advisory Biz, SEC Official Says

The investment advisor and broker-dealer industries are plagued with repeat-offender "scoundrels" and "cockroaches," SEC Commissioner Daniel Gallagher said.

'All The Presidents' Bankers': A History Of The Power Of Money

Reading this book is like watching an instant replay of a car crash: You know what's coming, but you just have to watch, says our reviewer. 

Admit It, Institutional Manager: You Like ETFs

BlackRock claims exchange-traded funds are increasingly becoming a core holding.

In Gundlach's 'No Normal' World, Treasuries Just Can't Lose

Jeffrey Gundlach has a simple explanation for why investors have gotten the bond market so wrong this year: the aging of America.

Pimco's 'New Normal' Thesis Morphs Into 'New Neutral'

Bill Gross's Pimco says growth won't gather much more traction in the coming years.

When Investment Advisors Outsource

A growing number of CFPs are outsourcing administrative tasks and investment management under a strategy they say gives them more time to spend with clients.

Pre-Retirees Fear The Unexpected, Legg Mason Says

Even confident investors fear their retirements could get sidetracked by unforeseen events or outliving their savings, according to a new survey. 




          


        
Michael Cuggino, president of the Permanent Funds, provides his market outlook and discusses the slowdown in emerging markets.       

White Paper
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Portfolio Manager Insights: 

One Year Later

The animal spirits of business leaders and investors may be re-emerging, resulting in more investment that may herald better growth. 

Blogs

Merrill Lynch Advisors Learn ABCs Of ESG

If you still wonder whether it's worth talking to clients about values-based investing, consider what Merrill Lynch is doing. 

Aloha Impact

I discovered in, of all places, Hawaii a truly great article on how impact investing has become the new philanthropy. 

Evan Simonoff:  

Gundlach Sees 30% Odds Of New Lows In Interest Rates, More Deflation Possible

Five years into the global QE experiment, the growing consensus is that it has been partially successful. Color DoubleLine CEO Jeffrey Gundlach skeptical.  

Don Connelly:  

Everybody Loves A Storyteller

Good storytelling helps convey your message and gives clients a look at who you really are.     


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Dorothy Hinchcliff, Editor, FA Online
dhinchcliff@fa-mag.com  |  732.450.8866 x17
 
Sandra Croce, National Digital Advertising Director
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